SEC Form ATS-R

SEC Form ATS-R
A form that is filed with the SEC by alternative trading systems. SEC Form ATS-R details the alternative trading systems' quarterly activities and must be filed within 30 days of the end of each calendar quarter. Activity disclosed includes both the unit and dollar volume of trades in all types of securities.

An alternative trading system is a system or organization which provides a market place for buyers and sellers of securities. It essentially performs the function of a stock exchange, but does not set rules governing the conduct of its subscribers.


Investment dictionary. . 2012.

Игры ⚽ Нужно решить контрольную?

Look at other dictionaries:

  • SEC Form ATS — A form that is filed with the SEC as an initial operation report or an amendment to initial operation report, or a cessation of operations report for alternative trading systems. SEC Form ATS must be filed 20 days prior to the initial operation… …   Investment dictionary

  • U.S. Securities and Exchange Commission — Infobox Government agency agency name = U.S. Securities and Exchange Commission nativename = SEC seal width = 140px seal caption = formed = June 6, 1934 jurisdiction = Federal government of the United States headquarters = Washington, D.C.… …   Wikipedia

  • DeVry University — Devry redirects here. For other uses, see Devry (disambiguation). DeVry University Established 1931 Type Proprietary, For Profit President …   Wikipedia

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

  • Occitan conjugation — This article discusses the conjugation of verbs in a number of varieties of the Occitan language, including Old Occitan. Each verbal form is accompanied by its phonetic transcription. The similarities with Catalan are noticeable. Contents 1 First …   Wikipedia

  • Countrywide Financial — Infobox Company company name = Countrywide Financial Corp. company type = Subsidiary of Bank of America foundation = 1969 location = Calabasas, CA, USA revenue = profit$6,061,437,000 USD (2007) operating income = loss$1,310,274,000 USD (2007) net …   Wikipedia

  • Argentina — For alternative meanings, see Argentina (disambiguation) and Argentine (disambiguation). Argentine Republic[1] …   Wikipedia

  • List of company name etymologies — This is a list of company names with their name origins explained. Some origins are disputed. NOTOC #*20th Century Fox – Film studio; formed in 1935 through the merger of William Fox s Fox Film, and Twentieth Century Pictures. [… …   Wikipedia

  • Cooper Union — Coordinates: 40°43′45″N 73°59′26″W / 40.72927°N 73.99058°W / 40.72927; 73.99058 …   Wikipedia

  • Foreign relations of Malaysia — Malaysia This article is part of the series: Politics and government of Malaysia …   Wikipedia

Share the article and excerpts

Direct link
Do a right-click on the link above
and select “Copy Link”